Broker-dealer and adviser regulatory compliance forum 2013 /

Broker-dealer and adviser regulatory compliance forum 2013 /

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Bibliographic Details
Imprint:New York, N.Y. : Practising Law Institute, c2013.
Description:1 online resource (326 p.) : ill.
Language:English
Series:Corporate law and practice course handbook series ; no. B-2003
Corporate law and practice course handbook series ; no. B-2003.
Subject:
Consultants -- Legal status, laws, etc. -- United States.
Brokers -- Legal status, laws, etc. -- United States.
Dealers (Retail trade) -- Legal status, laws, etc. -- United States.
Brokers -- Legal status, laws, etc.
Consultants -- Legal status, laws, etc.
United States.
Format: E-Resource Book
URL for this record:http://pi.lib.uchicago.edu/1001/cat/bib/9801220
Hidden Bibliographic Details
Varying Form of Title:Broker dealer and adviser regulatory compliance forum 2013
Other authors / contributors:Kirsch, Clifford E.
Practising Law Institute.
ISBN:9781402419430
Notes:#41406.
"Prepared for distribution at the Broker-dealer and adviser regulatory compliance forum 2013, February 20, 2013."
Includes bibliographical references and index.

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